Commercial

Capital Markets & Investment Banking

Strategic, tailored investment banking products and advisory services backed by the resources and experience of a Top Commercial Bank.1

Capital Markets & Investment Banking

Strategic, tailored investment banking products and advisory services backed by the resources and experience of a Top Commercial Bank.1

Working together to develop solutions that support your long-term success

ABOUT US

Client support

Long-term, relationship-driven support through your company’s various growth phases, life cycles, and capital structures within the private/public markets. 

Expert advice

Delivering timely, differentiated and creative market-based advice and transaction support —often while navigating volatile capital markets—provides our clients with options to meet their unique challenges—and take on new opportunities.

Product experience

Seasoned leadership team with more than 230 years of substantial product experience, at Capital One and prior firms.

Industry specialization

Product specialists organized along industry sectors partnering with Capital One’s industry coverage relationship managers to provide holistic capital raising and advisory solutions.

Holistic capabilities

Seamless partnership with Capital One and other partner groups to provide tailored capital raising, transaction, and advisory solutions.

Depth of resources

With deep expertise, our teams help you discover strategic and customized solutions powered by one of Fortune America's Most Innovative Companies.2

CAPITAL MARKETS & INVESTMENT BANKING CAPABILITIES

Loan syndications

Our team structures and syndicates loans (cash flow, real estate, asset-based and reserved-base) to provide borrowers with capital to meet their needs.

Debt capital markets

We offer advisory services and execution capabilities targeting public and private clients in the high-yield and investment-grade markets.

Structured products

We originate, structure and distribute ABS/CLO bonds to institutional investors operating across a broad range of asset classes.3

Equity capital markets

We provide a wide range of capital-raising solutions, including IPOs, follow-ons, convertibles and ATM offerings, along with share repurchase capabilities and advisory services.3

Mergers and acquisitions

We offer a wide variety of services, including sell-side, buy-side, divestiture, debt and equity financing, recapitalizations, growth capital and strategic consulting. Our capabilities include generalist M&A advisory services through Capital One Securities, Inc., and specialist focus in defense, aerospace, technology and healthcare through acquisitions of KippsDeSanto and TripleTree.3

Derivatives

Our team will help design and implement tailored interest rate, foreign exchange and commodity hedging strategies that work best for your unique financial profile and risk management needs—including market commentary and pricing discovery.

MEET OUR CAPITAL MARKETS LEADERSHIP

Head shot of Steve Tulip

Steve Tulip

Senior Vice President, Head of Capital Markets

“Our team brings deep industry and product expertise—coupled with the financial resources of a Top 10 Commercial Bank—that enable us to offer clients advice and tailored solutions to help grow and sustain their businesses.”
 

As head of our Capital Markets business, Steven is responsible for developing and implementing new product solutions and capabilities that meet our clients’ needs.  He leads teams in Loan Syndications, Structured Products, Debt and Equity Capital Markets, Mergers and Acquisitions, Interest Rate and Commodity Derivatives, Foreign Exchange and Tax Credit Finance.  Steven also manages our Equity Sales, Trading and Research platform which operates under Capital One Securities.


Steven serves as our Manhattan Market President and is a board member of the Capital One Foundation.